Regulatory, Risk & Forensic
Our Regulatory, Risk & Forensic team supports client leaders to translate multifaceted risk and an evolving regulatory environment into defensible actions that strengthen, protect, and transform organizations. Leverage advanced data, AI, and emerging technologies with deep domain and industry insights to help bring clarity from complexity and accelerate the path to value creation.
Position Summary
Level: Senior Consultant or equivalent
Work you’ll do:
As part of the team, you will engage closely with investment management and capital markets clients, gaining insights into their unique challenges, business contexts, and processes to devise solutions tailored to their needs. Also, an integral part of your responsibilities will encompass directing and overseeing Proof-of-Concept endeavors and consulting projects with our Process Intelligence prospects and clients. This includes defining business requirements, analyzing processes, preparing data, and deploying solutions. You will be responsible for transforming the operations of large, complex financial services organizations by analyzing the current state, identifying the gaps, building the suitable target state, and operating them further (as applicable). Additionally, you will be involved in the process of identifying, evaluating, and mitigating potential risks that could hinder the organization’s objectives. You will also be expected to work in large teams, making client conversations and providing regular updates to clients as well as Deloitte leadership.
The team:
Our Enterprise Operations & Risk professionals help organizations effectively navigate business risks and opportunities—from strategic, reputation, and financial risks to operational and regulatory risks—to gain competitive advantage. We apply our experience in ongoing business operations and corporate lifecycle events to help clients become stronger and more resilient. Our market-leading teams help clients embrace complexity to accelerate performance, disrupt through innovation, and lead in their industries.
We help organizations in their efforts to achieve regulatory and legal compliance and transform their departments to add greater value to the business. We combine highly specialized skills focused on process, risk and controls to produce transformative insights. Our team:
- Enable profitable growth and competitive advantage by optimizing “heart of the business” operations.
- Leverage deep domain expertise to extend enterprise resilience, agility, and remediation.
- Drive enterprise- wide impact across strategy, operations, performance, and reputation.
Qualifications
Must Have Skills/Project Experience/Certifications:
- · Minimum 8 years of relevant industry experience with a financial services consulting organization or a large bank or a broker-dealer or investment management firm or GCC (Global Capability Centres) of these financial services firms.
- Experience and understanding of the U.S. or International Banking and Securities and Wealth Management industry.
- Understanding of derivatives—including Swaps, Options, Forwards, and Futures—across asset classes (Equities, Fixed Income, Foreign Exchange, Commodities).
- Experience in Trade Life Cycle (Onboarding/Trade Confirmation/Reconciliation/Corporate Actions/ Settlement/Transfers/Reporting) of Securities (Equities, Fixed Income, Foreign Exchange, Derivatives), Order/Execution Management Systems, and Front Office Support.
- Experience of end-to-end onboarding of institutional clients for derivatives products, including KYC/AML Due Diligence, Account Setup, Legal/Agreement Negotiation (e.g., ISDA/CSA documentation), Operational Go-Live.
- Exposure in one or more of the key areas in Capital Markets and Investment Management domains, such as Compliance Testing, Investment Compliance, Conduct Risk, Security Operations, Wealth Management Operations.
- Experience of working or a good knowledge of regulations pertaining to the U.S. or International Banking or Capital Markets or Investment Management Regulators (e.g. SEC, FINRA, DOL, FCA, and CFTC).
- Experience in driving large transformation/implementation and expertise in all aspects of requirement gathering, data analysis, and gap analysis including analyzing requirements and breaking them down into actionable functional specifications, converting business requirements into test cases and coordinating testing.
- Hands-on experience of industry OMS/tools like Aladdin, CRD, Chronograph, Yardi, Simcorp, Arcesium, efront, PAM etc.
- Strong problem-solving, analytical, stakeholder management and presentation skills to navigate through complex business scenarios and recommend effective mitigation strategies and action plans.
- Good communication skills with the ability to articulate complex financial information and proficiency in documenting findings and effectively communicating risk and control issues to stakeholders.
Good to Have Skills/Project Experience/Certifications:
- CFA (Chartered Financial Analyst) or FRM (Financial Risk Manager) certification.
- Experience of working on Request for Proposals (RFPs).
- Prior external or internal consulting experience.
- Expertise on systems (such as Calypso, Murex, MarkitWire, or similar platforms) for booking, affirmation, and reconciliation of derivatives trades.
- Experience of working on accounting platforms for Private Equity and Real Estate sectors, along with exposure to Collateral Management.
- Experience of working on process transformation and solution design using GenAI/Agentic AI across Middle and Back-office functions.
Education:
- Bachelor’s degree in finance, Accounting, Management or similar fields.
- Master’s degree in finance, Business Analytics, IT, or Master of Business Administration (MBA) is preferred.
Location:
· Bengaluru/Hyderabad