Deloitte | India Offices of the US

Job Title: FSI Compliance and Operational Risk, Capital Markets / Investment Management Operations – Analyst/Consultant/Senior Consultant

At Deloitte, we do not offer you just a job, but a career in the highly sought-after Risk Management and Compliance field. We are one of the business leaders in the risk and compliance market. We work with a vision to make the world more prosperous, trustworthy, and safe. Deloitte’s clients, primarily based outside of India, are large, complex organizations that constantly evolve and innovate to build better products and services. In the process, they encounter various risks and the work we do to help them address these risks is increasingly important to their success—and to the strength of the economy and public security.

By joining us, you will get to work with diverse teams of professionals who design, manage, and implement risk-centric solutions across a variety of domains. In the process, you will gain exposure to the risk-centric challenges faced in today’s world by organizations across a range of industry sectors and become subject matter experts in those areas.

Our Risk and Financial Advisory services professionals help organizations effectively navigate business risks and opportunities—from strategic, reputation, and financial risks to operational, cyber, and regulatory risks—to gain competitive advantage. We apply our experience in ongoing business operations and corporate lifecycle events to help clients become stronger and more resilient. Our market-leading teams help clients embrace complexity to accelerate performance, disrupt through innovation, and lead in their industries. Working in Risk and Financial Advisory at Deloitte US-India offices has the power to redefine your ambitions.

As an integral part of this practice, the Regulatory and Legal Support (R&LS) team plays a vital role in managing risk and ensuring compliance for businesses. The R&LS team is specialized in risk management, compliance, operations, governance, legal and regulatory enforcement action support, transactional flow analysis, legal entity structuring. By aligning people, processes, and technologies, the team guides clients through emerging regulatory regimes globally. It also supports clients who become targets of legal or regulatory enforcement actions by initiating internal investigations, which may include e-discovery and personnel interviews. As part of FSI Compliance and Operational Risk (FCOR) team, professionals work with variety of global capital markets and investment management firms, in helping them manage their risks, achieve regulatory compliance, and streamline operations to achieve desired business goals.

As part of the team, you will engage closely with investment management and capital markets clients, gaining insights into their unique challenges, business contexts, and processes to devise solutions tailored to their needs. Also, an integral part of your responsibilities will encompass directing and overseeing Proof-of-Concept endeavors and consulting projects with our Process Intelligence prospects and clients. This includes defining business requirements, analyzing processes, preparing data, and deploying solutions. You will be responsible for transforming the operations of large, complex financial services organizations by analyzing the current state, identifying the gaps, building the suitable target state, and operating them further (as applicable). Additionally, you will be involved in the process of identifying, evaluating, and mitigating potential risks that could hinder the organization’s objectives. You will also be expected to work in large teams, driving client conversations and providing regular updates to client as well as deloitte leadership. 

• Experience and understanding of the U.S. or International Banking and Securities and Wealth Management industry, and experience working with a financial services consulting organization or a large bank or a broker-dealer or investment management firm or GCC (Global Capability Centers) of these financial services firms.

• Experience with different securities products and functions (e.g., custody, trading) in Wealth Management space.

• Experience in Trade Life Cycle (Onboarding / Trade Confirmation / Reconciliation / Settlement / Transfers / Reporting) of Securities (Equities/Fixed Income/Foreign Exchange/Derivatives), Order/Execution Management Systems, and Front Office Support.

• Exposure in one or more of the key areas in Capital Markets and Investment Management domains, such as Compliance Testing, Investment Compliance, Conduct Risk, Security Operations, Wealth Management Operations.

• Experience of working or a good knowledge of regulations pertaining to the U.S. or International Banking or Capital Markets or Investment Management Regulators (e.g. SEC, FINRA, DOL, FCA, and CFTC).

• Experience in driving large transformation/implementation and expertise in all aspects of requirement gathering, data analysis, and gap analysis including analyzing requirements and breaking them down into actionable functional specifications, converting business requirements into test cases and coordinating testing.

• Well-versed with managing large teams and processes.

• Strong analytical, communication, stakeholder management and presentation skills.

• Good communication skills with the ability to articulate complex financial information and proficiency in documenting findings and effectively communicating risk & control issues to stakeholders.

• Experience of working on Request for Proposals (RFPs) is desirable.

• Prior external or internal consulting experience is highly valued.

• Good problem-solving and analytical skills to navigate through complex business scenarios and recommend effective mitigation strategies & action plans.

• Flexible and dynamic in nature and able to turn around work quickly.

• Bachelor’s degree in Finance, Accounting, Management or similar field 

• Master’s degree in Finance, Business Analytics, IT, or Master of Business Administration (MBA) is preferred.

• CFA (Chartered Financial Analyst) or FRM (Financial Risk Manager) certification is preferred 

• 3-10 years of relevant experience  

• Across any of 7 USI locations (Hyderabad, Bengaluru, Delhi, Mumbai, Kolkata, Chennai, Pune)